We have a <b>winner</b> for our lucky draw!

We live our mission and values.

SoFi’s mission is at the center of how we think about serving our members as we constantly work towards making the investing experience simpler, smarter and more affordable. We are proud to come to work every day knowing what we do has a direct impact on people’s lives — and our core values guide us every step of the way.

 

We live our mission and values.

We’re forward thinking.

From building an incredible trading app to employing the latest technology in our products, we are always working on new ways to bring our 2.6 million members more opportunities to achieve their goals—no matter where they are in their financial journey.

We’re forward thinking.
Hear it from Team SoFi Hong Kong.

Hear it from Team SoFi Hong Kong.

Andy L.
"SoFi is an incredibly exciting company to work for. A fast-moving, dynamic, innovative and ambitious company driven forward by a smart and passionate team."
Andy L.
Senior Marketing Manager
Angie L.
"As a compliance associate, I am regularly presented with unique and exciting challenges in my role and am empowered to tackle them with the freedom and trust my team and SoFi gives to me"
Angie L.
Associate, Compliance
Darren A.
"My team and I build an innovative and compelling experience for SoFi members on the app. I truly believe we are doing incredible things!"
Darren A.
Director of Engineering
Join our team

Join our team

Compliance and Risk
2 openings arrow
What you’ll do:
• Review CDD cases and relevant KYC documents;
• Participate in the maturity of the Financial Intelligence Unit investigative and reporting capabilities;
• Actively review inbound unusual activity alerts to determine whether further investigation is required;
• Perform deep level analysis on activity requiring further investigation;
• Prepare suspicious activity / transaction reports for filing to external FIU;
• Provide advice to frontline and other relevant units on AML related matters;


What you’ll need:
• At least 2 years of experience in AML functions in the securities brokerage industry.
• Possess good knowledge of local regulatory (SFC) requirements.
• Proficient in MS Excel & MS office and monitoring system such as Lexis/Nexis and NICE Actimize
• Proficient in both spoken and written English and Chinese;
• Analytical, independent, possession of good problem-solving skill;
• Good communication skills and interpersonal skills;


Nice to have:
• Holder of relevant industry qualification


Interested? Please send your CV to: HKHR@sofi.hk
What you’ll do:
• Follow up margin call status and perform force liquidation procedures;
• Perform risk assessments and approval of securities transactions;
• Monitor and manage the risk and credit quality of margin financing portfolio as well as collateral liquidity;
• Handle credit applications, conduct credit review.
• Other duties assigned by the supervisor.


What you’ll need:
• Degree holder in Finance related discipline with 1-2 years or above relevant working experience;
• Good knowledge of various financial products;
• Proficient in MS Excel & MS office;
• Proficient in both spoken and written English and Chinese;
• Analytical, independent, possession of good problem-solving skill;
• Good communication skills and interpersonal skills;
• Fresh graduates are also welcome.

Nice to have:
• Professional qualification in HKSI Paper 1, 7 & 8 is an advantage;
• knowledge in VBA is an advantage;


Interested? Please send your CV to: HKHR@sofi.hk

SoFi core values